SOLOWAy | Schwartz

Technology Law Experts

Debt and Equity Financings


·  Represented non-invasive glucose monitoring technology business in its sale of Series A preferred stock to offshore investors;

·  Represented medical data management SaaS business in its Series A financing by a venture capital firm;

·  Represented on-demand printing business in its Series A financing by a venture capital firm;

·  Represented development-stage content-sharing platform in its sale of Series AA, Series BB and Series CC preferred stock to offshore investors;

·  Represented spectroscopy business in its sale of Series A preferred stock to angel investors;

·  Represented numerous technology companies in negotiations with Silicon Valley Bank and other venture lenders to establish secured credit facilities and term loans;

·  Represented numerous technology companies in the issuance of convertible debt and SAFE (simple agreement for future equity) instruments and later in the conversion of that debt;

·  Represented business productivity software start-up in its sale of common stock to founders and convertible preferred stock to angel investors;

·  Advised founders of network infrastructure software company during the company's sale of convertible preferred stock to venture capital firm, including partial cash-out of founders;

·  Represented mobile app developer in its simultaneous purchase of business assets and issuance of preferred LLC units to angel investors;

· Represented online compensation data provider in its issuance of preferred LLC units to seed-stage angel investors;


·  Represented family trust as subordinated lender, in its purchase of subordinated note and equity rights from government claims processing company;


·  Represented medical device start-up in sale of common stock and convertible debt to angel investors;

·  Represented private real estate investment and management company in its formation and its private placements of units of several investment funds;

·  Represented medical supply company in its sale of subordinated notes and warrants;

·  Represented a privately-held social media website in several sales of convertible preferred stock to strategic and financial investors;

·  Represented a privately-held SaaS software company in the sale of convertible preferred stock to private investors.

·  Represented a management of privately-held network equipment company in sale of convertible preferred stock to a strategic investor;

·  Represented a country club in an offering of debt securities to club members who were accredited investors;

·  Represented a NASDAQ-listed software company in private placement of common Stock in a PIPE transaction and in a private placement of convertible debt securities;

·  Represented angel investor in the purchase of convertible preferred stock in several portfolio companies.